-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OxX0/D3/0gMdQksSODhdrJufjboI9pNUJLBeRARYDbmKi0tH7H6arSqqS8p93zWM dBPqB8tFVJ0Ysr/+D/IwOQ== 0000950124-01-000860.txt : 20010223 0000950124-01-000860.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950124-01-000860 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHSIDE BANCSHARES CORP CENTRAL INDEX KEY: 0000703970 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431262037 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-34729 FILM NUMBER: 1544326 BUSINESS ADDRESS: STREET 1: 3606 GRAVOIS AVE CITY: ST LOUIS STATE: MO ZIP: 63116 BUSINESS PHONE: 3147767000 MAIL ADDRESS: STREET 1: 3606 GRAVOIS AVE CITY: ST LOUIS STATE: MO ZIP: 63116 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCCLAIN NORVILLE K CENTRAL INDEX KEY: 0001098806 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4111 TELEGRAPH STREET 2: C/O SOUTHSIDE BANCSHARES CORP CITY: ST LOUIS STATE: MO ZIP: 63129 BUSINESS PHONE: 3144164111 MAIL ADDRESS: STREET 1: 4111 TELEGRAPH STREET 2: C/O SOUTHSIDE BANCSHARES CORP CITY: ST LOUIS STATE: MO ZIP: 63129 SC 13G/A 1 c60135sc13ga.txt SCHEDULE 13G AMENDMENT #1 1 SCHEDULE 13G (RULE 13D-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* SOUTHSIDE BANCSHARES CORP. -------------------------- (Name of Issuer) Common Stock, $1.00 Par Value ------------------------------- (Title of Class of Securities) 844 700-10-4 -------------- (CUSIP Number) December 31, 2000 ------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act. 2 - ----------------------------- ----------------------------------------------- CUSIP No. 844 700-10-4 13G Page 2 of 5 Pages ------ ------ - ----------------------------- -----------------------------------------------
- ---------------------------------------------------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Norville K. McClain - --------------------------------------------------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) ( ) (b) (X) - --------------------------------------------------------------------------------------------------------------------------- 3 SEC Use Only - --------------------------------------------------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - --------------------------------------------------------------------------------------------------------------------------- Number of 5 Sole Voting Power: 291,091 ------------------------------------------------------------------------------------------------------------ Shares 6 Shared Voting Power: 1,029,539 ------------------------------------------------------------------------------------------------------------ Beneficially 7 Sole Dispositive Power: 291,091 ------------------------------------------------------------------------------------------------------------ Owned by 8 Shared Dispositive Power: 1,029,539 Each Reporting Person With - --------------------------------------------------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,320,630 - --------------------------------------------------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares* ( ) (See Instructions) - --------------------------------------------------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 15.0% - --------------------------------------------------------------------------------------------------------------------------- 12 Type of Reporting Person IN - ---------------------------------------------------------------------------------------------------------------------------
2 3 ITEM 1(A) Name of Issuer: Southside Bancshares Corp. ("Issuer") ITEM 1(B) Address of Issuer's Principal Executive Offices: 3606 Gravois Avenue, St. Louis, Missouri 63116 ITEM 2(A) Name of Person Filing: Norville K. McClain ITEM 2(B) Address of Principal Business Office or, if None, Residence: 3606 Gravois Avenue, St. Louis, Missouri 63116 ITEM 2(C) Citizenship: Missouri ITEM 2(D) Title of Class of Securities: Common Stock, par value $1.00 per share ITEM 2(E) CUSIP Number: 844 700-10-4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). 3 4 (g) [ ] A parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box [X] ITEM 4. OWNERSHIP. (a) Amount beneficially owned: As of December 31, 2000, Mr. McClain beneficially owned 1,320,630 shares of Common Stock, or 15.0% of the aggregate number of shares of Common Stock currently outstanding. Mr. McClain possessed sole power to vote and dispose of 291,091 shares of such Common Stock (3.3% of the total outstanding Common Stock). Of the 1,029,539 shares of Common Stock (11.7%) as to which Mr. McClain shares voting and investment power, all 1,029,539 shares are held by the Southside Bancshares Corp. Employee Stock Ownership Trust under the Southside Bancshares Corp. Employee Stock Ownership Plan (With 401(k) Provisions), of which Mr. McClain serves as trustee. (b) Percent of class: 15.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 291,091 (ii) Shared power to vote or to direct the vote: 1,029,539 (iii) Sole power to dispose or to direct the disposition of: 291,091 (iv) Shared power to dispose or to direct the disposition of: 1,029,539 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). 4 5 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 ------------------------------------------------- Date /s/ Norville K. McClain ------------------------------------------------- Norville K. McClain 5 -----END PRIVACY-ENHANCED MESSAGE-----